Mary is the Chief Compliance Officer for Edge Capital Group. Prior to joining Edge, she was the Chief Compliance Officer (CCO) and Director of Human Resources for CV Advisors, LLC, a global multi-family office headquartered in Miami with approximately $8 billion in assets under advisement. There she was responsible for the firm’s investment adviser compliance program and the firm’s human resources functions. Mary joined the securities industry in 1999 and has been the designated CCO for both dually registered and RIA-only advisory firms ranging from $3 billion to $11 billion in assets under management. In addition to her extensive experience in both front and back offices, operations, trading, technology/cybersecurity, and regulatory examinations, she also possesses two industry designations: Certified Securities Compliance Professional (CSCP®) and Investment Adviser Certified Compliance Professional (IACCP®).
Mary has been an active member of the National Society of Compliance Professionals (NSCP®) for many years where she has been an active participant in the NSCP Investment Adviser Forum as well as being published in the NSCP Currents monthly publication. She enjoys remaining current with regulatory changes through extensive reading and research, by attending compliance conferences and symposiums, through leveraging her substantial industry network, and by participating in a wide variety of conference calls and webinars.
In her free time, Mary enjoys reading, international travel, attending music festivals, and scuba diving.